Details

GAINES CAPITAL GROUP LLC NFA ID: 0394767

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
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 NFA Arbitration Decisions 
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 CFTC Reparations Cases 
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 Formerly Known As 
No other names
 Business Address 
9229 REGENTS ROAD
SUITE L125
LA JOLLA, CA  92037
UNITED STATES
858-246-7687
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• NFA MEMBER WITHDRAWN12/18/2008 
• INTRODUCING BROKER WITHDRAWN12/18/2008 
• INTRODUCING BROKER REGISTERED02/25/2008 
• NFA MEMBER APPROVED02/25/2008 
• INTRODUCING BROKER TEMPORARY LICENSE02/25/2008 
• NFA MEMBER PENDING02/13/2008 
• INTRODUCING BROKER PENDING02/13/2008