Details

COMMONWEALTH FINANCIAL GROUP INC NFA ID: 0238065

 Current Status 
• INTRODUCING BROKER PENDING WITHDRAWAL 
 FIRM ON WITHDRAWAL HOLD 
 
• INTRODUCING BROKER SUSPENDED 
 Regulatory Actions 
 AgencyNumber
NFA2
CFTC1
Exchanges0
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent3
details...
 CFTC Reparations Cases 
Total125
details...
 Formerly Known As 
No other names
 Business Address 
100 WEST CYPRESS CREEK
SUITE 1020
FT LAUDERDALE, FL  33309
UNITED STATES
(954) 489-3900
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• INTRODUCING BROKER SUSPENDED02/09/1998 
• INTRODUCING BROKER SUSPENSION LIFTED11/12/1997 
• INTRODUCING BROKER SUSPENDED06/12/1997 
• NFA MEMBER EXPELLED05/06/1997 
• INTRODUCING BROKER REGISTERED08/12/1991 
• INTRODUCING BROKER PENDING08/01/1991 
• INTRODUCING BROKER TEMPORARY LICENSE08/01/1991 
• NFA MEMBER APPROVED08/01/1991 
• NFA MEMBER PENDING08/01/1991