Details

PETER SON NFA ID: 0329664

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
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NFA1
CFTC1
Exchanges0
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 NFA Arbitration Decisions 
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Claimant0
Respondent0
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 CFTC Reparations Cases 
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 History 
 Status Effective Date
SNC INVESTMENTS INC 
• PRINCIPAL WITHDRAWN 05/28/2009 
• BRANCH MANAGER WITHDRAWN 05/28/2009 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/28/2009 
• ASSOCIATED PERSON WITHDRAWN 05/28/2009 
• NFA ASSOCIATE MEMBER SUSPENDED 10/30/2008 
• BRANCH MANAGER APPROVED 08/29/2007 
• BRANCH MANAGER PENDING 08/29/2007 
• NFA ASSOCIATE MEMBER APPROVED 06/19/2003 
• ASSOCIATED PERSON REGISTERED 06/19/2003 
• PRINCIPAL APPROVED 05/28/2003 
• PRINCIPAL PENDING 03/24/2003 
• NFA ASSOCIATE MEMBER PENDING 03/24/2003 
• ASSOCIATED PERSON PENDING 03/24/2003