Details

CHARLES FRANCIS WINTERS JR NFA ID: 0422204

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
details...
 History 
 Status Effective Date
UBS FINANCIAL SERVICES INC 
• PRINCIPAL WITHDRAWN 05/16/2016 
• PRINCIPAL APPROVED 08/07/2010 
• PRINCIPAL PENDING 07/15/2010