Details

STEVEN CHO NFA ID: 0453940

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
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 NFA Arbitration Decisions 
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 CFTC Reparations Cases 
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 History 
 Status Effective Date
GOLDMAN SACHS & CO LLC 
• PRINCIPAL WITHDRAWN 02/28/2014 
• PRINCIPAL APPROVED 02/24/2014 
• PRINCIPAL PENDING 05/08/2013 
GOLDMAN SACHS BANK USA 
• PRINCIPAL WITHDRAWN 02/28/2014 
• PRINCIPAL APPROVED 02/24/2014 
• PRINCIPAL PENDING 05/08/2013 
GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS LP 
• PRINCIPAL WITHDRAWN 02/28/2014 
• PRINCIPAL APPROVED 02/24/2014 
• PRINCIPAL PENDING 05/08/2013 
J ARON & COMPANY LLC 
• PRINCIPAL WITHDRAWN 02/28/2014 
• PRINCIPAL APPROVED 02/24/2014 
• PRINCIPAL PENDING 12/28/2012 
KINGS PEAK ASSET MANAGEMENT LP 
• SWAP ASSOCIATED PERSON WITHDRAWN 07/26/2017 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/26/2017 
• ASSOCIATED PERSON WITHDRAWN 07/26/2017 
• PRINCIPAL WITHDRAWN 07/26/2017 
• SWAP ASSOCIATED PERSON APPROVED 08/04/2014 
• NFA ASSOCIATE MEMBER APPROVED 08/04/2014 
• ASSOCIATED PERSON REGISTERED 08/04/2014 
• PRINCIPAL APPROVED 07/10/2014 
• SWAP ASSOCIATED PERSON PENDING 07/03/2014 
• NFA ASSOCIATE MEMBER PENDING 07/03/2014 
• ASSOCIATED PERSON PENDING 07/03/2014 
• PRINCIPAL PENDING 07/03/2014