Details

MELLON CAPITAL MANAGEMENT NFA ID: 0182719

 Current Status 
• SWAP FIRM APPROVED 
• NFA MEMBER APPROVED 
• COMMODITY TRADING ADVISOR REGISTERED 
• COMMODITY POOL OPERATOR REGISTERED 
 Exemptions and No Actions 
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 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
• MELLON FIN SER CORP # 6 CAPITAL MGMT GRP
 Business Address 
50 FREMONT STREET
SUITE 3900
SAN FRANCISCO, CA  94105
UNITED STATES
415-546-6056
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
WILLIAM CHRISTOPHER APPLERCHIEF COMPLIANCE OFFICER
NO
GREGORY ALLAN BRISKDIRECTOR
NO
CHARLES PATRICK DOLANDIRECTOR
NO
WILLIAM LEWIS FOUSENO LISTED TITLE
NO
JOSEPH P GENNACODIRECTOR
NO
LINDA TUNG LILLARDCHIEF OPERATING OFFICER
NO
THOMAS FREDERICK LOEBNO LISTED TITLE
NO
JAMES DESMOND MACINTYREGENERAL PARTNER
NO
DAVID JOHN MANUELCHIEF FINANCIAL OFFICER
NO
MBC INVESTMENTS CORPORATION
YES
GABRIELA FRANCO PARCELLACHIEF EXECUTIVE OFFICER
NO
RICHARD KIRVAN WATSON JRNO LISTED TITLE
NO
JEFF JIANFENG ZHANGHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
 History 
 Status Effective Date
• SWAP FIRM APPROVED01/01/2013 
• NFA MEMBER APPROVED01/01/2013 
• COMMODITY TRADING ADVISOR REGISTERED01/01/2013 
• COMMODITY POOL OPERATOR REGISTERED01/01/2013 
• SWAP FIRM PENDING10/19/2012 
• NFA MEMBER PENDING10/19/2012 
• COMMODITY TRADING ADVISOR PENDING10/19/2012 
• COMMODITY POOL OPERATOR PENDING10/19/2012 
• COMMODITY POOL OPERATOR WITHDRAWN06/16/2004 
• NFA MEMBER WITHDRAWN10/24/2003 
• COMMODITY TRADING ADVISOR WITHDRAWN05/30/2003 
• COMMODITY POOL OPERATOR REGISTERED11/28/2000 
• COMMODITY TRADING ADVISOR REGISTERED09/17/1987 
• COMMODITY TRADING ADVISOR FAILED TO RENEW08/31/1987 
• NFA MEMBER APPROVED08/12/1986 
• COMMODITY TRADING ADVISOR REGISTERED08/12/1986 
• NFA MEMBER PENDING08/03/1985 
• COMMODITY TRADING ADVISOR PENDING06/05/1985