Details

BNP PARIBAS SECURITIES CORP NFA ID: 0227137

 Current Status 
• SWAP FIRM APPROVED 
• EXEMPT FOREIGN FIRM AGENT APPROVED 
• FUTURES COMMISSION MERCHANT REGISTERED 
• NFA MEMBER APPROVED 
 FCM Financial Information 
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 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC1
Exchanges9
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
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 Formerly Known As 
• PARIBAS CORPORATION
 Business Address 
787 SEVENTH AVENUE
NEW YORK, NY  10019
UNITED STATES
212-841-3000
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title 10% or More
Financial Interest
BNP PARIBAS US WHOLESALE HOLDINGS CORP YES
DANNY COZINEDIRECTORNO
BRUNO DILLIERSDIRECTORNO
CLAUDINE GALLAGHERDIRECTORNO
ROBERT W JR HAWLEYPRESIDENTNO
LAWRENCE HARRIS LISTCHIEF OPERATING OFFICERNO
JEFFREY CRAIG LOWEDIRECTORNO
THOMAS JOSEPH MAHONEYDIRECTORNO
PASCAL JEAN PAUL FRANCIS NOTTEDIRECTORNO
GEORGE L PARRYCHIEF FINANCIAL OFFICERNO
EDWARD SPEALDIRECTORNO
HOWARD M WYNNCHIEF COMPLIANCE OFFICERNO
 History 
 Status Effective Date
• SWAP FIRM APPROVED11/29/2012 
• SWAP FIRM PENDING11/20/2012 
• EXEMPT FOREIGN FIRM AGENT APPROVED10/05/2011 
• FUTURES COMMISSION MERCHANT REGISTERED03/06/1990 
• NFA MEMBER APPROVED03/06/1990 
• FUTURES COMMISSION MERCHANT PENDING11/28/1989 
• NFA MEMBER PENDING11/28/1989