Details

JOHN J MCDERMOTT NFA ID: 0439001

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
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 NFA Arbitration Decisions 
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 CFTC Reparations Cases 
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 History 
 Status Effective Date
LPL FINANCIAL LLC 
• PRINCIPAL WITHDRAWN 09/15/2013 
• PRINCIPAL APPROVED 04/27/2012 
• PRINCIPAL PENDING 02/23/2012 
UBS FINANCIAL SERVICES INC 
• PRINCIPAL WITHDRAWN 04/01/2016 
• PRINCIPAL APPROVED 04/11/2014 
• PRINCIPAL PENDING 04/10/2014 
UBS SECURITIES LLC 
• PRINCIPAL WITHDRAWN 02/05/2016 
• PRINCIPAL APPROVED 10/19/2015