Details

YANG XU NFA ID: 0472172

 Current Status 
WEALTHN LLC 
• NFA ASSOCIATE MEMBER APPROVED 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
details...
 History 
 Status Effective Date
ALPHA ARCHITECT LLC 
• PRINCIPAL WITHDRAWN 11/01/2017 
• PRINCIPAL APPROVED 02/09/2015 
• PRINCIPAL PENDING 12/08/2014 
EMPIRICAL FINANCE LLC 
• PRINCIPAL WITHDRAWN 11/16/2014 
• PRINCIPAL APPROVED 03/11/2014 
• PRINCIPAL PENDING 01/09/2014 
WEALTHN LLC 
• NFA ASSOCIATE MEMBER APPROVED 01/05/2018 
• ASSOCIATED PERSON REGISTERED 01/05/2018 
• NFA ASSOCIATE MEMBER PENDING 11/24/2017 
• ASSOCIATED PERSON PENDING 11/24/2017 
• PRINCIPAL APPROVED 11/24/2017