Details

CREDIT SUISSE SECURITIES USA LLC NFA ID: 0002397

 Current Status 
• SWAP FIRM APPROVED 
• EXEMPT FOREIGN FIRM AGENT APPROVED 
• NFA MEMBER APPROVED 
• FUTURES COMMISSION MERCHANT REGISTERED 
 Exemptions and No Actions 
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 FCM Financial Information 
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 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC1
Exchanges71
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
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 Formerly Known As 
• CREDIT SUISSE FIRST BOSTON CORPORATION
• CREDIT SUISSE FIRST BOSTON LLC
• CS FIRST BOSTON CORPORATION
• FIRST BOSTON CORPORATION THE
 Business Address 
ELEVEN MADISON AVENUE
NEW YORK, NY  10010
UNITED STATES
212-325-2000
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title 10% or More
Financial Interest
BRIAN MATTHEW CHINHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
CREDIT SUISSE USA INC YES
RICHARD JOHN CURRANHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
JOHN DABBSHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
DAVID A KINGCHIEF COMPLIANCE OFFICERNO
PETER NORLEYCHIEF OPERATING OFFICERNO
PAUL JOSEPH OKEEFECHIEF FINANCIAL OFFICERNO
MICHAEL JOSEPH PALIOTTAHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
ERIC VARVELCHIEF EXECUTIVE OFFICERNO
 History 
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN02/09/2016 
• COMMODITY POOL OPERATOR WITHDRAWN02/09/2016 
• SWAP FIRM APPROVED01/02/2013 
• SWAP FIRM PENDING12/31/2012 
• COMMODITY TRADING ADVISOR REGISTERED06/13/2012 
• COMMODITY POOL OPERATOR REGISTERED06/13/2012 
• COMMODITY POOL OPERATOR PENDING06/13/2012 
• COMMODITY TRADING ADVISOR PENDING06/13/2012 
• EXEMPT FOREIGN FIRM AGENT APPROVED05/10/1993 
• FUTURES COMMISSION MERCHANT REGISTERED04/18/1986 
• FUTURES COMMISSION MERCHANT FAILED TO RENEW03/31/1986 
• NFA MEMBER APPROVED07/01/1982 
• FUTURES COMMISSION MERCHANT REGISTERED06/30/1982