Details

NORD CAPITAL ADVISORS LLC NFA ID: 0431852

 Current Status 
• PRINCIPAL PERMANENT BAR 
• NFA MEMBER PERMANENT BAR 
 Exemptions and No Actions 
Click the link below to view exemptions and no actions for this firm.
View Exemptions and No Actions
 Regulatory Actions 
 AgencyNumber
NFA2
CFTC1
Exchanges0
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
details...
 Formerly Known As 
No other names
 Business Address 
1095 AVENUE OF THE AMERICAS
C/O DECHERT LLP
NEW YORK, NY  10036
UNITED STATES
(212) 698-3500
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• PRINCIPAL PERMANENT BAR11/11/2015 
• NFA MEMBER PERMANENT BAR11/11/2015 
 
• COMMODITY TRADING ADVISOR WITHDRAWN10/29/2015 
• COMMODITY POOL OPERATOR WITHDRAWN10/29/2015 
• NFA MEMBER WITHDRAWN10/23/2015 
• COMMODITY POOL OPERATOR REGISTERED10/05/2012 
• COMMODITY POOL OPERATOR PENDING09/24/2012 
• NFA MEMBER APPROVED07/14/2011 
• COMMODITY TRADING ADVISOR REGISTERED07/14/2011 
• NFA MEMBER PENDING07/12/2011 
• COMMODITY TRADING ADVISOR PENDING07/12/2011