Details

WILLIAM CARL FLOERSCH NFA ID: 0278437

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
details...
 Security Futures Proficiency Training 
 Description Date
SECURITY FUTURES TRAINING COMPLETED11/04/2002
 History 
 Status Effective Date
• FLOOR BROKER WITHDRAWN12/13/2013 
• FLOOR TRADER WITHDRAWN12/13/2013 
• FLOOR BROKER REGISTERED07/30/1998 
• FLOOR TRADER REGISTERED07/24/1997 
• FLOOR TRADER PENDING06/26/1997 
ABN AMRO CLEARING CHICAGO LLC 
• PRINCIPAL WITHDRAWN 12/31/2015 
• BRANCH MANAGER WITHDRAWN 08/07/2007 
• BRANCH MANAGER APPROVED 09/01/2006 
• PRINCIPAL APPROVED 07/31/1998 
• PRINCIPAL PENDING 04/09/1997 
FORTIS CLEARING CHICAGO LLC 
• PRINCIPAL WITHDRAWN 09/23/2006 
• PRINCIPAL APPROVED 08/18/2006 
• PRINCIPAL PENDING 08/18/2006