Details

RICHARD JOHN HORGAN NFA ID: 0312482

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
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 NFA Arbitration Decisions 
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 History 
 Status Effective Date
ROSENTHAL COLLINS GROUP LLC 
• ASSOCIATED PERSON WITHDRAWN 12/31/2015 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/31/2015 
• PRINCIPAL WITHDRAWN 12/31/2015 
• ASSOCIATED PERSON REGISTERED 06/11/2008 
• NFA ASSOCIATE MEMBER APPROVED 06/11/2008 
• ASSOCIATED PERSON TEMPORARY LICENSE 06/11/2008 
• PRINCIPAL APPROVED 10/05/2001 
• PRINCIPAL PENDING 09/05/2001