Details

WALSH TRADING INC NFA ID: 0276316

 Current Status 
• NFA MEMBER APPROVED 
• INTRODUCING BROKER REGISTERED 
 IB Guarantor Information 
• IB GUARANTEED BY STRAITS FINANCIAL LLC
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC1
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent1
details...
 CFTC Reparations Cases 
Total1
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 Formerly Known As 
• WALSH JOHN JOSEPH
 Business Address 
53 W. JACKSON BLVD
SUITE 750
CHICAGO, IL  60604
UNITED STATES
800-993-5449
 Doing Business As 
• ALL COTTON TRADING• GULF COAST FUTURES & OPTIONS
• JNC III TRADING• WALSH ASSET MANAGEMENT
• WALSH COMMERCIAL HEDGING SERVICES• WALSH CONTINENTAL
• WALSH PREMIER SERVICE GROUP• WALSH TRADING
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
STEPHEN JOHN CALDWELLCHIEF OPERATING OFFICER
NO
JOHN JOSEPH WALSHPRESIDENT
YES
 History 
 Status Effective Date
• NFA MEMBER APPROVED01/09/2013 
• NFA MEMBER PENDING01/09/2013 
• NFA MEMBER WITHDRAWN07/18/2012 
• FOREX FIRM WITHDRAWN01/31/2012 
• FOREX FIRM APPROVED12/09/2010 
• FOREX FIRM PENDING12/08/2010 
• COMMODITY TRADING ADVISOR WITHDRAWN12/03/2000 
• COMMODITY TRADING ADVISOR REGISTERED12/09/1997 
• NFA MEMBER APPROVED01/06/1997 
• INTRODUCING BROKER REGISTERED01/06/1997 
• INTRODUCING BROKER PENDING12/30/1996 
• NFA MEMBER PENDING12/30/1996