Details

ERIC E GLICKSMAN NFA ID: 0436009

 Current Status 
UBS FINANCIAL SERVICES INC 
• PRINCIPAL APPROVED 
• ASSOCIATED PERSON REGISTERED 
• SWAP ASSOCIATED PERSON APPROVED 
• NFA ASSOCIATE MEMBER APPROVED 
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Security Futures Proficiency Training 
 Description Date
SECURITY FUTURES TRAINING COMPLETED11/08/2002
 History 
 Status Effective Date
UBS FINANCIAL SERVICES INC 
• PRINCIPAL APPROVED 12/06/2016 
• ASSOCIATED PERSON REGISTERED 12/06/2016 
• SWAP ASSOCIATED PERSON APPROVED 11/28/2016 
• PRINCIPAL PENDING 11/28/2016 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/28/2016 
• SWAP ASSOCIATED PERSON PENDING 11/28/2016 
• NFA ASSOCIATE MEMBER APPROVED 11/28/2016 
• PRINCIPAL WITHDRAWN 07/09/2014 
• PRINCIPAL APPROVED 10/31/2011 
• PRINCIPAL PENDING 10/27/2011