Details

JAMES RUTLEDGE TUFTS NFA ID: 0285425

 Current Status 
FIRST QUADRANT LP 
• SWAP ASSOCIATED PERSON APPROVED 
• ASSOCIATED PERSON REGISTERED 
• NFA ASSOCIATE MEMBER APPROVED 
• PRINCIPAL APPROVED 
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
details...
 History 
 Status Effective Date
FIRST QUADRANT LP 
• SWAP ASSOCIATED PERSON APPROVED 02/03/2016 
• SWAP ASSOCIATED PERSON PENDING 01/29/2016 
• ASSOCIATED PERSON REGISTERED 12/08/2014 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/08/2014 
• NFA ASSOCIATE MEMBER APPROVED 12/08/2014 
• PRINCIPAL APPROVED 06/05/2014 
• PRINCIPAL PENDING 03/05/2014 
• PRINCIPAL PENDING STATUS WITHDRAWN 11/25/2013 
• PRINCIPAL PENDING 09/10/2013 
MELLON CAPITAL MANAGEMENT 
• PRINCIPAL WITHDRAWN 06/16/2004 
• PRINCIPAL APPROVED 03/09/1998 
• PRINCIPAL PENDING 02/12/1998 
THE BANK OF NEW YORK MELLON 
• PRINCIPAL WITHDRAWN 10/28/2003 
• PRINCIPAL APPROVED 03/09/1998 
• PRINCIPAL PENDING 02/18/1998