Details

UBS FUND ADVISOR LLC NFA ID: 0273096

 Current Status 
• NFA MEMBER APPROVED 
• COMMODITY POOL OPERATOR REGISTERED 
 Exemptions and No Actions 
Click the link below to view exemptions and no actions for this firm.
View Exemptions and No Actions
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC1
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
• PW FUND ADVISOR LLC
 Business Address 
1285 AVENUE OF THE AMERICAS
13TH FLOOR
NEW YORK, NY  10019
UNITED STATES
201-352-5422
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
DARYL ROBERT DEWBREYDIRECTOR
NO
FRANCINE HOYTCHIEF COMPLIANCE OFFICER
NO
JENNIFER MAGRODIRECTOR
NO
JERRY PASCUCCIPRESIDENT
NO
LINA RUBINDIRECTOR
NO
UBS AMERICAS INC
YES
 History 
 Status Effective Date
• NFA MEMBER APPROVED01/07/2013 
• COMMODITY POOL OPERATOR REGISTERED01/07/2013 
• NFA MEMBER PENDING12/27/2012 
• COMMODITY POOL OPERATOR PENDING11/02/2012 
• NFA MEMBER WITHDRAWN04/22/2011 
• COMMODITY POOL OPERATOR WITHDRAWN04/22/2011 
• NFA MEMBER APPROVED08/14/2007 
• NFA MEMBER PENDING07/02/2007 
• NFA MEMBER WITHDRAWN03/18/2004 
• COMMODITY POOL OPERATOR REGISTERED09/17/1996 
• NFA MEMBER APPROVED09/17/1996 
• COMMODITY POOL OPERATOR PENDING07/23/1996 
• NFA MEMBER PENDING07/23/1996