Details

INTERCAPITAL MARKETS CORP NFA ID: 0426462

 Current Status 
• PRINCIPAL PERMANENT BAR 
• NFA MEMBER PERMANENT BAR 
• NFA ASSOCIATE MEMBER PERMANENT BAR 
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
No other names
 Business Address 
560 MAIN STREET
SUITE C 102
ALHAMBRA, CA  91801
UNITED STATES
(909) 348-2630
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• PRINCIPAL PERMANENT BAR04/03/2012 
• NFA MEMBER PERMANENT BAR04/03/2012 
• NFA ASSOCIATE MEMBER PERMANENT BAR04/03/2012 
 
• NFA MEMBER WITHDRAWN05/05/2012 
• COMMODITY TRADING ADVISOR WITHDRAWN05/05/2012 
• COMMODITY POOL OPERATOR WITHDRAWN05/05/2012 
• FOREX FIRM PENDING STATUS WITHDRAWN05/19/2011 
• NFA MEMBER APPROVED02/25/2011 
• COMMODITY TRADING ADVISOR REGISTERED02/25/2011 
• COMMODITY POOL OPERATOR REGISTERED02/25/2011 
• FOREX FIRM PENDING02/18/2011 
• FOREX FIRM PENDING STATUS WITHDRAWN01/01/2011 
• NFA MEMBER PENDING11/29/2010 
• COMMODITY POOL OPERATOR PENDING11/29/2010 
• COMMODITY TRADING ADVISOR PENDING11/29/2010 
• FOREX FIRM PENDING11/29/2010