Details

CITIGROUP GLOBAL MARKETS LIMITED NFA ID: 0291281

 Current Status 
• NFA MEMBER APPROVED 
• SWAP DEALER PROVISIONALLY REGISTERED 
• EXEMPT FOREIGN FIRM APPROVED 
 Exempt Foreign Firm Information 
 CFTC RegulationRegulator
 30.10FINANCIAL CONDUCT AUTHORITY
 Firm has consented to participate in NFA's Arbitration program
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC1
US Exchanges0
Foreign Regulators0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
• SALOMON BROTHERS INTERNATIONAL LIMITED
 Business Address 
33 CANADA SQUARE
LONDON,   E14 5LB
UNITED KINGDOM
+44 20 7508-6821
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title 10% or More
Financial Interest
LEONARDO ARDUINIDIRECTORNO
JONATHAN ASQUITHDIRECTORNO
JAMES BARDRICKDIRECTORNO
SUSAN BLAIKIEDIRECTORNO
CITIGROUP INCYES
JAMES CHARLES COWLESDIRECTORNO
FRANCISCO FERNANDEZ DE YBARRAHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
JAMES A FORESEHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
RICHARD FRANK GOULDINGDIRECTORNO
BRIAN HELMUT HELLMANNHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
FRANK MANNIONDIRECTORNO
PETER MCCARTHYDIRECTORNO
STEVEN MORGANNO LISTED TITLENO
CHARLES DENHOLM ROSS STEWARTCHIEF COMPLIANCE OFFICERNO
DIANA TAYLORDIRECTORNO
 History 
 Status Effective Date
• NFA MEMBER APPROVED11/15/2013 
• SWAP DEALER PROVISIONALLY REGISTERED10/09/2013 
• NFA MEMBER PENDING10/02/2013 
• SWAP DEALER PENDING10/02/2013 
• EXEMPT FOREIGN FIRM APPROVED11/20/1998 
• EXEMPT FOREIGN FIRM PENDING11/11/1998