Details

CITIGROUP GLOBAL MARKETS LIMITED NFA ID: 0291281

 Current Status 
• NFA MEMBER APPROVED 
• SWAP DEALER PROVISIONALLY REGISTERED 
• EXEMPT FOREIGN FIRM APPROVED 
 Exempt Foreign Firm Information 
 CFTC RegulationRegulator
 30.10FINANCIAL CONDUCT AUTHORITY
 Firm has consented to participate in NFA's Arbitration program
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC2
US Exchanges1
Foreign Regulators0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
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 Formerly Known As 
• SALOMON BROTHERS INTERNATIONAL LIMITED
 Business Address 
33 CANADA SQUARE
LONDON,   E14 5LB
UNITED KINGDOM
+44 20 7508-6821
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
CYRUS ARDALANDIRECTOR
NO
LEONARDO ARDUINIDIRECTOR
NO
JONATHAN ASQUITHDIRECTOR
NO
JAMES BARDRICKDIRECTOR
NO
SUSAN BLAIKIEDIRECTOR
NO
CITIGROUP INC
YES
JAMES CHARLES COWLESDIRECTOR
NO
FRANCISCO FERNANDEZ DE YBARRAHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
JAMES A FORESEHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
RICHARD FRANK GOULDINGDIRECTOR
NO
BRIAN HELMUT HELLMANNHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
FRANK MANNIONDIRECTOR
NO
PETER MCCARTHYDIRECTOR
NO
STEVEN MORGANNO LISTED TITLE
NO
RICHARD JOYCE SMITHCHIEF COMPLIANCE OFFICER
NO
DIANA TAYLORDIRECTOR
NO
 History 
 Status Effective Date
• NFA MEMBER APPROVED11/15/2013 
• SWAP DEALER PROVISIONALLY REGISTERED10/09/2013 
• NFA MEMBER PENDING10/02/2013 
• SWAP DEALER PENDING10/02/2013 
• EXEMPT FOREIGN FIRM APPROVED11/20/1998 
• EXEMPT FOREIGN FIRM PENDING11/11/1998