Firm Exemptions
Read the CFTC Part 4 Easy Reference Guide (54 KB) to learn more about exemptions. For additional details about CFTC No Action Letters, click here.
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Exemption Type
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Status
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If a firm is currently operating under an exemption, the exemption displays as Active. If a firm previously claimed an exemption but has since withdrawn it, the exemption displays as Withdrawn. |
Withdrawn Date
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The date the firm's exemption was withdrawn. |
Last Affirmed Date
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The date the firm's exemption was last affirmed. |
Affirmation Due Date |
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