A Floor Trader is a person who purchases or sells any futures contracts or options on futures on any contract market or swaps on a contract market or Swap Execution Facility (SEF) for such person's own account.
An FT is required to file the following:
In addition, an FTF is required to file the following for its principals and order enterers:
*An application fee is not required if the individual is currently registered with the CFTC in any capacity or is listed as a principal of a current CFTC registrant.
Click here if you do not already have access to the Online Registration System
NFA offers several payment options available to applicants.
NFA Members can file many of their required documents electronically.
You can check the registration status and disciplinary history of any derivatives firm or individual.