Market Regulation Analyst

Description: The Market Regulation Analyst or Senior Analyst will help research and analyze trading activity to ensure compliance with Exchange and industry regulations.

Duties:

  • Review markets for unusual price movements or volume changes.
  • Review large trader position reporting for position limits.
  • Review block trade and EFP transactions.
  • Conduct and prepare investigations.
  • Field questions from market participants.
  • Maintain daily market surveillance and trade practice activity logs.
  • Utilize outside information and quote vendor systems.

Requirements:

  • Swaps, options or futures market knowledge; experience with fixed income derivatives, equity derivatives, options, and/or volatility/variance swaps preferred
  • Previous compliance or other related work experience
  • Bachelor of Science in Business, Finance, Economics, or equivalent
  • Strong decision-making and analytical skills
  • Competence in database analysis and query skills
  • Excellent written and oral communication skills
  • Ability to solve problems independently and work in a team environment
  • Strong organization and documentation skills
  • Experience with Excel, Microsoft Word and other computer software required

Location: Chicago



Chicago's 101 Best and Brightest Companies to Work For

Top 100 Workplaces

Crain's Best Places to Work in NYC

Best Places to Work in Illinois

100 Best Adoption-Friendly Workplaces

National Best and Brightest Companies to Work For

National Best and Brightest Companies to Work For

National Best and Brightest Companies to Work For