Kolade Agbaje-Williams

Senior Manager
Futures Compliance

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"I appreciate having the opportunity to conduct investor interviews because they really highlight NFA's purpose–to protect the integrity of the derivatives industry and its participants."

Kolade has enjoyed a wide variety of experiences since joining NFA. He's led numerous examinations and has presented disciplinary cases against Members to NFA's Business Conduct Committee. He’s also enjoyed conducting investor interviews because they directly highlight NFA's purpose—to protect the integrity of the derivatives markets and its participants. Kolade appreciates the healthy work-life balance and extracurricular activities NFA affords staff.

2009

January – Hired as a Compliance Examiner I
July – Passed Series 3 Examination

2011

December – Received Certified Public Accountant designation, utilizing NFA's Tuition Reimbursement Program
January – Promoted to Compliance Examiner II

2012

September – Promoted to Supervisor I, Examinations
December – Presented a case to NFA's Business Conduct Committee

2012

January – Participated in the internal training process for NFA's new staff

2013

February – Passed Series 34 Examination

2014

March – Promoted to Supervisor II, Examinations

2015

April – Promoted to Manager, Examinations

2018

June – Received Certified Anti-Money Laundering Specialist designation, utilizing NFA's Tuition Reimbursement Program

2021

January – Promoted to Manager II, Examinations

2022

July – Promoted to Senior Manager, Examinations

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