How to Avoid Common PQR Filing Deficiencies
Please note: NFA's videos are the sole property of NFA and the information provided is for informational and educational purposes only. The content of the videos does not constitute any NFA rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under NFA rules, the rules of any other SRO, or futures laws. These videos are provided "as is". NFA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce these videos in any form, nor reference them in any publication, without the express written consent of NFA.
Did you find the information provided by this video useful?
We welcome your feedback. Send us your comments and questions via email .
Access: Some firms have firewalls that are not configured to allow audio/video from the Internet. Please check with your IT department to resolve this issue.
Required Software: Accessing the video requires Adobe Flash Player. Please ensure you have the latest version installed.
Note: Flash Player does not currently run and cannot be installed on certain 64-bit browsers, including Windows 7 Internet Explorer (64 bit). To view the videos or install Flash, please switch to a 32-bit browser. You can contact your IT department or follow these instructions on how to run or install Flash Player on 64-bit operating systems.
Required Hardware: Your computer must have a sound card and speakers (internal or external) in order to hear the video.