NFA and the NIBA joint webinar: Supervision in a Hybrid Environment
On Tuesday, December 7, NFA and the NIBA held a webinar that discussed NFA supervision requirements as they pertain to hybrid and remote work environments.
During the webinar, representatives from NFA and the NIBA discussed, among other things:
- Oversight of remote APs and employees;
- Supervision of broker communications, order handling and trading activities;
- Technology and information security; and
Representatives also responded to questions submitted by attendees.