Notices to Members

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Notice I-07-28

July 5, 2007

Request for Information

Please contact NFA Compliance Associate Director John Brodersen at (312) 781-2226 or Compliance Manager Christine Roche at (312) 658-6536 immediately if you currently carry or have ever carried any accounts (including joint accounts) for or directed by, or have otherwise ever transacted business with, any of the following individuals or entities:

Lake Shore Asset Management Limited
Lake Shore Asset Management, Inc.
Lake Shore Group of Companies
Lake Shore Alternative Financial Asset Account
Lake Shore Alternative Financial Asset Account II
Lake Shore Alternative Financial Asset Account III
Lake Shore Alternative Financial Asset Fund Limited
Lake Shore Alternative Financial Asset Fund Limited II
Lake Shore Alternative Financial Asset Fund Limited III
Lake Shore Alternative Financial Asset Fund Limited IV
Lake Shore Alternative Financial Asset Fund Limited IV Class E
Lake Shore Alternative Financial Asset Fund Limited IV-US
LAK Yen Fund Series 1, 2 and 3
LAK Yen Fund Class II Series 1, 2 and 3
LAK Yen Fund Class III Series 1, 2 and 3
Philip J. Baker
Laurence Mehl Rosenberg
Nick Eveleigh
Ron Cuomo
Ken Cuomo
John Thomas Church
John Kurgan

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