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March 28, 2013
Reporting Requirements for Good Friday
On Friday, March 29, 2013, U.S. commodities markets are closed for business and FCMs should not treat this day as a business day with respect to issuing margin calls. This closure also impacts regulatory filings as follows:
Daily segregated statements are not required to be prepared as of March 29, 2013;
Daily 30.7 secured and sequestered statements are required to be prepared as of March 29, 2013 and are required to be submitted by 12:00 noon on Monday, April 1, 2013. If an FCM is required to file a March 29 secured or sequestered statement, it should also include the most recent balances in the segregation statement (March 28);
Daily forex statements are required to be prepared as of March 29, 2013 and are required to be submitted by noon on Monday, April 1, 2013;
Daily segregated statements, 30.7 secured, sequestered and daily forex statements prepared as of March 28, 2013 are required to be submitted by noon on Monday, April 1, 2013; and
A Segregated Investment Detail Report (SIDR) is required as of Thursday, March 28, 2013 and is required to be submitted by noon on Monday, April 1, 2013.
If you have any questions concerning these requirements, please contact Sarah Walsh, Senior Manager, Compliance (312-781-1202 or firstname.lastname@example.org) or Valerie O'Malley, Associate Director, Compliance (312-781-1290 or email@example.com).