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Notice I-13-41

December 18, 2013

Reporting Requirements for Christmas Day

This is a reminder that December 25, 2013 is Christmas Day. This holiday will impact your regulatory filings as follows:

  • Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of December 24, 2013 are required to be submitted by 12:00 noon on December 26, 2013;

  • Daily segregated statements are not required to be prepared as of December 25, 2013;

  • Daily 30.7 secured, cleared swaps customer collateral and forex statements are required to be prepared as of December 25, 2013 and are required to be submitted by 12:00 noon on December 26, 2013. If an FCM is required to file a December 25, 2013 Daily 30.7 secured or cleared swaps customer collateral statement, it should also include the most recent segregation balances from December 24, 2013; and

  • FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.

Visit NFA's website to view a complete schedule of filing requirements for the upcoming 2014 holidays, as well as a calendar for the due dates of Segregated Investment Detail Reports (SIDRs) for the remainder of the year.

For more information about filing financial reports visit NFA's website (www.nfa.futures.org).

Questions concerning the requirements should be directed to NFA's Information Center (information@nfa.futures.org) at 800-621-3570 or 312-781-1410.

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