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Notice I-15-09

February 10, 2015

Important notice to CPOs regarding changes to EasyFile for filing annual pool financial statements

In order to review pool financial statements more efficiently, NFA is making a few minor modifications to its EasyFile system. These changes are effective for all outstanding pool financial statements dated after Nov. 29, 2014.

A CPO must now complete a Cover Page regarding the pool financial statement and provide one additional balance in the Pool Financial Balances section. Although this additional information should be readily available, click here to access a PDF detailing the changes.

If you have any questions related to these changes, please contact Christine Roche, Senior Manager, Compliance (croche@nfa.futures.org or 312-781-1562) or Tracey Hunt, Associate Director, Compliance (thunt@nfa.futures.org or 312-781-1284).

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