News & Notices | National Futures Association

Notices to Members

2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | Show fewer years

Notice I-15-25

November 10, 2015

Notice to CPOs and CTAs addressing EasyFile logistics regarding CTA Form PR and CPO Form PQR

The CFTC recently published responses to frequently asked questions concerning Commission Forms CPO-PQR and CTA-PR. These forms are filed through NFA's EasyFile system. Based on Member feedback requesting guidance on EasyFile logistics, NFA has also issued responses to frequently asked questions (FAQs) relating to filing the CTA Form PR and the CPO Form PQR to assist Members in completing these forms. These reports provide NFA with valuable information, which NFA integrates into its compliance risk management system to monitor Member operations.

In addition to the CTA Form PR and CPO Form PQR FAQs, NFA added a tutorial video, "How to File the Form PR," to its website. This tutorial further explains the Form PR filing process and highlights common mistakes made when completing this form.

NFA's website (see EasyFile for Pool Filers and EasyFile for CTA Filers) also includes additional resources for both CPOs and CTAs, including help guides.

If you have questions or comments, please contact NFA's Information Center at 312-781-1410 or 800-621-3570, or email information@nfa.futures.org. For questions specific to a particular Form PR filing, email CTAPRSupport@nfa.futures.org. For questions specific to a particular Form PQR filing, email PQRSupportInfo@nfa.futures.org.

Subscribe to NFA Email Communications