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Notice I-15-31

December 17, 2015

Reporting requirements for Christmas and New Year's Day: Reminder for 2016 holidays

This is a reminder that your regulatory filings will be impacted as follows by the Christmas and New Year's Day holidays:

Christmas Day—December 25, 2015

  • Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of December 24, 2015 are required to be submitted by 12:00 noon on December 28, 2015;

  • Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements are required to be prepared as of December 25, 2015 and are required to be submitted by 12:00 noon on December 28, 2015.

New Year's Day—January 1, 2016

  • Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of December 31, 2015 are required to be submitted by 12:00 noon on January 4, 2016;

  • Daily segregated, 30.7 secured and cleared swaps customer collateral statements are not required to be prepared as of January 1, 2016; and

  • Daily forex statements are required to be prepared as of January 1, 2016 and are required to be submitted by 12:00 noon on January 4, 2016;

FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.

Holiday Filing Schedule

Visit NFA's website to view a complete schedule of filing requirements for the upcoming 2016 holidays, as well an updated calendar for due dates of Segregated Investment Detail Reports (SIDRs). We recommend that you view the calendars and keep this Notice as a reference for the upcoming 2016 holidays filing requirements.

For more information about filing financial reports visit NFA's website.

Questions concerning the requirements should be directed to NFA's Information Center (information@nfa.futures.org) at 800-621-3570 or 312-781-1410.

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