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Notice I-16-30

December 16, 2016

Reporting requirements for Christmas and New Year's Day: Reminder for 2017 holidays

This is a reminder that your regulatory filings will be impacted as follows by the Christmas and New Year's Day holidays:

Christmas Day (observed) — December 26, 2016

  • Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of December 23, 2016 are required to be submitted by 12:00 noon on December 27, 2016;
  • Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements are required to be prepared as of December 26, 2016 and are required to be submitted by 12:00 noon on December 27, 2016.

New Year's Day (observed) — January 2, 2017

  • Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of December 30, 2016 are required to be submitted by 12:00 noon on January 3, 2017;
  • Daily segregated, 30.7 secured and cleared swaps customer collateral statements are not required to be prepared as of January 2, 2017; and
  • Daily forex statements are required to be prepared as of January 2, 2017 and are required to be submitted by 12:00 noon on January 3, 2017;

FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.

Holiday Filing Schedule

Visit NFA's website to view a complete schedule of filing requirements for the upcoming 2017 holidays, as well an updated calendar for due dates of Segregated Investment Detail Reports (SIDRs). We recommend that you view the calendars and keep this Notice as a reference for the upcoming 2017 holidays filing requirements.

For more information about filing financial reports visit NFA's website.

Questions concerning the requirements should be directed to NFA's Information Center by calling 800-621-3570 or 312-781-1410 or emailing information@nfa.futures.org.

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