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Notice I-22-13

March 31, 2022

FCM and RFED filing requirements for Juneteenth

On June 18, 2021, Juneteenth (June 19th) was designated as a U.S. Federal Holiday. The following futures commission merchant (FCM) and retail foreign exchange dealer (RFED) regulatory filings will be impacted as follows by Juneteenth:

Juneteenth (observed)—Monday, June 20, 2022

  • Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of Friday, June 17, 2022 are required to be submitted by 12:00 noon on Tuesday, June 21; and
  • Daily segregated, 30.7 secured, cleared swaps customers collateral and daily forex statements prepared as of Monday, June 20, 2022 are required to be submitted by 12:00 noon on Tuesday, June 21.

Any information filed by FCMs or RFEDs after its due date must be accompanied by a fee for each business day that it is late.

Visit NFA's website to view a complete schedule of daily filing requirements for 2022 holidays.

For more information about filing financial reports, visit NFA's website.

Questions concerning the requirements should be directed to NFA's Information Center (800-621-3570 or 312-781-1410 or information@nfa.futures.org).

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