News & Notices | National Futures Association

Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 19, 2003
I-03-19: Proficiency Requirements for Security Futures Products

December 10, 2003
I-03-18: USA PATRIOT Act Section 314(a) Information Requests

December 08, 2003
I-03-17: CPO Exemption Filing Requirement

December 05, 2003
I-03-16: Request for Public Director Nominations for NFA's Board of Directors

November 07, 2003
I-03-15: NFA Announces 2003 Nominating Committee Recommendations

October 02, 2003
I-03-14: New Forex Rules Will Become Effective on December 1, 2003

October 01, 2003
I-03-13: Allocation of Bunched Orders

September 18, 2003
I-03-12: OTC Transactions Subsequently Converted to Futures Subject to NFA's Assessment Fee Effective November 1, 2003

September 11, 2003
I-03-11: Request for Information

September 08, 2003
I-03-10: Board and Nominating Committee Members Whose Terms Will Expire at the 2004 Annual Election

July 24, 2003
I-03-09: Guidance for the Presentation of Performance Data and Disclosure for Commodity Trading Advisors

July 08, 2003
I-03-08: Allocation of Bunched Orders

June 16, 2003
I-03-07: How to Provide Disaster Recovery Contact Information to NFA if you are a Member IB, CPO, CTA or FCM for which NFA is the DSRO

June 16, 2003
I-03-06: How to Provide Disaster Recovery Contact Information to NFA if you are a Member FCM for which NFA is not the DSRO

April 28, 2003
I-03-05: New Requirements Will Become Effective on July 1, 2003

April 28, 2003
I-03-04: Amendment to NFA Financial Requirements

April 22, 2003
I-03-03: Department of Homeland Security warns FCMs about fraudulent check use

March 12, 2003
I-03-02: NFA/CFTC Eliminate Duplicate Filing Requirements for CPOs and CTAs

February 06, 2003
I-03-01: Current News from National Futures Association

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