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CTA - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 6, 2004
I-04-23: NFA develops questionnaires for writing anti-money laundering, business continuity, ethics training and privacy policies

November 30, 2004
I-04-22: Request for Public Director Nominations for NFA's Board of Directors

November 11, 2004
I-04-20: NFA Announces 2004 Nominating Committee Recommendations

September 16, 2004
I-04-15: Board and Nominating Committee Members Whose Terms Will Expire at the 2005 Annual Election

August 24, 2004
I-04-14: Guidelines for Using NFA Publications in Member Promotional Material

May 21, 2004
I-04-13: Reduction of Membership Dues and Assessment Fees

March 8, 2004
I-04-12: Members are Required to Comply with the FCC's National Do-Not-Call Rules

February 6, 2004
I-04-06: Annual Regulatory Reminder for Commodity Trading Advisors

January 20, 2004
I-04-02: Performance Reporting

January 7, 2004
I-04-01: Notice of Annual Meeting and Notice of Nominated Individuals to NFA's Board of Directors and 2004 Nominating Committee