CPO - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 19, 2006
I-06-21: Exemption Information Now Available on BASIC

November 27, 2006
I-06-18: Request for Public Director Nominations for NFA's Board of Directors

November 10, 2006
I-06-17: NFA Announces Nominations Made by the 2006 Nominating Committee

September 07, 2006
I-06-15: Board and Nominating Committee Members Whose Terms Will Expire at the 2007 Annual Election

August 08, 2006
I-06-14 REVISED: USA Patriot Act Special Due Diligence Program For Certain Foreign Accounts (Attention: Member FCMs and IBs)

June 05, 2006
I-06-12: 4.13 Filing Requirement

May 01, 2006
I-06-10: Amendments to NFA Code of Arbitration and Member Arbitration Rules

February 02, 2006
I-06-05: Annual Regulatory Reminder for Commodity Pool Operators

January 24, 2006
I-06-02: Effective Date of Amendments to NFA Compliance Rule 2-10: Recordkeeping

January 10, 2006
I-06-01: Effective Date of Amendments to NFA Interpretive Notice Regarding Enhanced Supervisory Requirements

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