News & Notices | National Futures Association

IB Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 20, 2007
I-07-48: Failure to Disclose Material Information on Registration Applications

December 18, 2007
I-07-47: New distribution policy for NFA Annual Review

December 07, 2007
I-07-46: Nominated Individuals to NFA's Board of Directors and 2008 Nominating Committee and Notice of Annual Meeting

December 04, 2007
I-07-45: NFA assessment fee reduction will become effective on January 1, 2008

November 14, 2007
I-07-44: NFA Announces Nominations Made by the 2007 Nominating Committee

November 07, 2007
I-07-43: Information regarding NFA's upcoming move to new office space

October 25, 2007
I-07-42: NFA proposes reduction in assessment fees

October 04, 2007
I-07-41: Effective Date of Amendments to NFA Compliance Rule 2-39

September 24, 2007
I-07-38: Regulatory Reminder: Associated Persons Registration Requirements

September 17, 2007
I-07-36: Amendments to NFA Code of Arbitration and Member Arbitration Rules

September 17, 2007
I-07-35: NFA's Board Adopts a New Interpretive Notice to Compliance Rule 2-4 Regarding Misuse of Trade Secrets and Proprietary Information

September 11, 2007
I-07-34: FinCEN Issues Final Rule Relating to Enhanced Due Diligence Requirements for Correspondent Accounts Maintained by Certain Foreign Banks

September 10, 2007
I-07-33: Board and Nominating Committee Members Whose Terms Will Expire at the 2008 Annual Election

August 28, 2007
I-07-32: Effective Date of Amendments to NFA Interpretive Notice Regarding Enhanced Supervisory Requirements

August 24, 2007
I-07-31: Proposed Amendments to NFA's Articles of Incorporation for Changes to NFA's Board of Directors

July 31, 2007
I-07-30: Request for Information

June 21, 2007
I-07-27: Amendments to NFA Code of Arbitration and Member Arbitration Rules

June 19, 2007
I-07-26: FinCEN Issues Guidance Regarding Suspicious Activity Report Supporting Documentation and Requests by Law Enforcement for Financial Institutions to Maintain an Account

April 25, 2007
I-07-20: CFTC and FinCEN Issue Guidance on CIP Requirements with Respect to Give-up Arrangements

April 16, 2007
I-07-19: Effective Date of New Interpretive Notice Governing Electronic Trading Systems Used for Forex Transactions

March 06, 2007
I-07-14: Effective Date of Amendments to Forex Requirements

March 01, 2007
I-07-13: 2007 Daylight Saving Time Changes

February 12, 2007
I-07-12: Annual Regulatory Reminder for Independent Introducing Brokers

February 12, 2007
I-07-11: Annual Regulatory Reminder for Guaranteed Introducing Brokers

February 02, 2007
I-07-07: CFTC Amends Its Regulations to Require Notices of Exemption or Exclusion from Part 4 Requirements Be Filed Electronically with NFA

January 23, 2007
I-07-04: Notice of Annual Meeting and Notice of Nominated Individuals to NFA's Board of Directors and 2007 Nominating Committee

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