News & Notices | National Futures Association

IB Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 09, 2010
I-10-29: NFA assessment fee increase will become effective on January 1, 2011

December 06, 2010
I-10-28: Nominated Individuals to NFA's Board of Directors and 2011 Nominating Committee

November 22, 2010
I-10-27: Request for Public Director Nominations for NFA's Board of Directors

November 16, 2010
I-10-26 - Revised: Effective Date of Changes to NFA's Enhanced Supervisory Requirements

November 16, 2010
I-10-25: NFA Announces Launch of New Web-based Anti-Money Laundering Procedures System

November 08, 2010
I-10-23: NFA Announces Nominations Made by the 2010 Nominating Committee

October 26, 2010
I-10-22: NFA proposes increase in assessment fees

October 13, 2010
I-10-21: NFA offers guidance on CFTC's final forex regulations

October 12, 2010
I-10-20: Effective Date of an Amendment to Code of Arbitration Section 20 - Other Legal Proceedings

October 04, 2010
I-10-19: Effective Date of Amendments to Bylaw 1301(b) - Assessment of Trades on Foreign Exchanges

September 07, 2010
I-10-18 - Revised: Effective Date of Changes to the Risk Disclosure Statement for Security Futures Contracts

September 01, 2010
I-10-17: NFA to begin accepting registration applications from forex firms and individuals on September 2

August 31, 2010
I-10-16: Board and Nominating Committee Members Whose Terms Will Expire at the 2011 Annual Election

July 28, 2010
I-10-15: Effective Date of Changes to NFA's Know-Your-Customer Requirements

July 21, 2010
I-10-14: Amendments to NFA Financial Requirements for Forex Dealer Members

July 01, 2010
I-10-13: Effective Date of Amendments to Bylaw 1302 - Rebate Claims for Overpayment of Dues and Assessments

March 31, 2010
I-10-11: Effective Date of CFTC Financial Requirements for FCMs and IBs and Amendments to NFA Financial Requirements Section 1 Regarding Minimum Capital Requirements for FCMs

March 15, 2010
I-10-09: FinCEN Issues Guidance on Obtaining and Retaining Beneficial Ownership Information

February 03, 2010
I-10-08: FinCEN Adds Enhancements to its BSA E-Filing System

January 14, 2010
I-10-07: Annual Regulatory Reminder for Independent Introducing Brokers

January 14, 2010
I-10-06: Annual Regulatory Reminder for Guaranteed Introducing Brokers

January 06, 2010
I-10-02: Reminder to all Members to complete new questions in Annual Questionnaire assessing Member's futures-related and off-exchange forex business

January 05, 2010
I-10-01: Effective Dates of NFA Requirements Regarding On-Line Advertising and Social Networking Groups

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