News & Notices | National Futures Association

CPO Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 15, 2011
I-11-24: Request for Public Director Nominations for NFA's Board of Directors

December 15, 2011
I-11-23: Ballot Enclosed for Voting in NFA's Annual Election

November 28, 2011
I-11-21: Effective Date of Amendments to NFA Bylaws 1301 and 1302 Regarding Forex Dues and Assessments and the Interpretive Notice entitled Forex Transactions

November 16, 2011
I-11-20: NFA Announces Nominations Made by the 2011 Nominating Committee

November 01, 2011
I-11-18: Proposed Guidance for CPOs with Pool Funds Held at MF Global, Inc.

October 31, 2011
I-11-17: Effective Date of Amendments to NFA Financial Requirements Section 13 and the Interpretive Notice entitled Forex Transactions

October 31, 2011
I-11-16: Effective Date of Amendments to NFA's Forex Requirements Regarding Supervision and Use of Electronic Trading Systems and Bulk Assignment and Liquidation of Forex Positions; Cessation of Customer Business

September 21, 2011
I-11-15: Board and Nominating Committee Members Whose Terms Will Expire at the 2012 Annual Election

August 16, 2011
I-11-14: Amendments to NFA's Forex Requirements Including NFA's Jurisdiction Over Members Engaging in Forex Activities

July 21, 2011
I-11-13: Regulatory Reminder to CPOs of Quarterly Reporting Requirements

July 15, 2011
I-11-12: Effective Date of an Amendment to Code of Arbitration Section 10(g) and Member Arbitration Rules Section 10(g)-Failure to Comply

June 20, 2011
I-11-11: Applicability of NFA's Assessment Fee to a Commodity Pool Operated by NFA CPO Members when the Pool is also an Exchange Member

June 17, 2011
I-11-10: CFTC Amends Its Regulations to Provide Certain Relief for Commodity Pool Operators of Commodity ETFs and Certain Independent Directors or Trustees of These Commodity Pools

June 09, 2011
I-11-09: Regulatory Reminder to Commodity Trading Advisors of Recordkeeping Requirements

April 13, 2011
I-11-08: Exchange of Documents in Arbitration Proceedings - Amendments to the Interpretive Notice entitled Standard List of Documents to be Exchanged Under Section 8 of NFA's Code of Arbitration

April 12, 2011
I-11-07: Recent Changes to NFA's Self-Examination Questionnaire and Interpretive Notice 9020 entitled Compliance Rules 2-9, 2-36 and 2-39: Self-Audit Questionnaires

February 03, 2011
I-11-06: Annual Regulatory Reminder

January 10, 2011
I-11-02: Notice of Annual Meeting

January 05, 2011
I-11-01: NFA provides guidance for disclosure of conflicts of interests arising from Typical Incentive Fee Arrangements by commodity pool operators and commodity trading advisors

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