SD - Notices to Members
View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.
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December 27, 2012
I-12-37: Member Obligations Under NFA Bylaw 1101 with Respect to Certain IBs Afforded Temporary Registration No-Action Relief
December 19, 2012I-12-35: Member Obligations Under NFA Bylaw 1101 and Compliance Rule 2-36(d) with Respect to CPOs/CTAs Exempt from Registration Prior to December 31, 2012
December 19, 2012I-12-34: Guidance on Obligations Under NFA Bylaw 1101 for Commodity Pool Operator Members Advising Pools that are Registered Investment Companies
December 19, 2012I-12-33: Application of NFA Assessment Fee to Proprietary Trading Firms that May Be Subject to CPO Registration
December 3, 2012I-12-30: Guidance on the Annual Affirmation Requirement for those Entities that are currently operating under an exemption or exclusion from CPO or CTA registration
November 26, 2012I-12-28: Request for Public Director Nominations for NFA's Board of Directors
November 9, 2012I-12-26: NFA Announces Nominations Made by the 2012 Nominating Committee
October 8, 2012I-12-25: Board and Nominating Committee Members Whose Terms Will Expire at the 2013 Annual Election
October 3, 2012I-12-24: Effective Dates of Amendments to NFA Bylaw 301 and Registration Rules 401 and 402 Regarding Swap Registration Requirements for FCMs, IBs, CPOs, CTAs and APs
August 31, 2012I-12-19: Proposed Amendments to NFA's Articles of Incorporation to Integrate Swap Dealers and Major Swap Participants into NFA's Membership and Governance Structure
June 25, 2012I-12-10: Guidance to Members Carrying Accounts for, or Transacting Business with Persons Exempt from Registration
