News & Notices | National Futures Association

CPO Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 20, 2013
I-13-44: Important Notice Regarding Applicability of CFTC No-Action Letter 13-51 Regarding Consolidation of Pool Annual and Quarterly Reports by Pools and Wholly Owned Subsidiaries

December 13, 2013
I-13-40: Ballot Enclosed for Voting in NFA's Annual Election in the CPO/CTA Category

December 10, 2013
I-13-39: Request for Public Director Nominations for NFA's Board of Directors

December 05, 2013
I-13-38: Guidance on the annual affirmation requirement for those entities that are currently operating under an exemption or exclusion from CPO or CTA registration

November 18, 2013
I-13-36: Important Request for CPOs that Operate Registered Investment Companies Utilizing Wholly Owned Subsidiaries (Known as Controlled Foreign Corporations)

November 15, 2013
I-13-35: NFA Announces Nominations Made by the 2013 Nominating Committee

October 24, 2013
I-13-33: Information regarding NFA's upcoming move to new office space in New York

October 01, 2013
I-13-29: U.S. Government Shutdown - CFTC DSIO Contacts

September 30, 2013
I-13-28: Filing Requirements for Exemptions Notices under CFTC's Recently Adopted Harmonization Rules

September 27, 2013
I-13-27: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2014 Regular Annual Meeting

September 26, 2013
I-13-26: Effective Date of Amendments to NFA Compliance Rule 2-45 and its Related Interpretive Notice

September 16, 2013
I-13-25: New Recordkeeping Requirements under NFA Compliance Rule 2-10(a) and CFTC Regulation 1.35(a) and Guidance for Relying on Other Commission Registrants for Complying with the New Recordkeeping Requirements

July 12, 2013
I-13-20: NFA announces XML upload feature to file Pool Quarterly Reports (PQRs)

April 24, 2013
I-13-12: Effective Date of Amendments to NFA Compliance Rule 2-46: CPO and CTA Quarterly Reporting Requirements

January 30, 2013
I-13-05: Effective Date of Amendments to NFA Financial Requirements Section 4 Regarding Use of Technology to Monitor FCM Segregation Requirements

January 28, 2013
I-13-04: Request for Information: MANDATORY RESPONSE FROM CPOs OPERATING A POOL THAT IS A REGISTERED INVESTMENT COMPANY

January 23, 2013
I-13-03: Notice of Newly Elected Members to NFA's Board of Directors and 2013 Nominating Committee

January 15, 2013
I-13-01: Notice of Annual Meeting

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