News & Notices | National Futures Association

CTA Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 13, 2013
I-13-40: Ballot Enclosed for Voting in NFA's Annual Election in the CPO/CTA Category

December 10, 2013
I-13-39: Request for Public Director Nominations for NFA's Board of Directors

December 05, 2013
I-13-38: Guidance on the annual affirmation requirement for those entities that are currently operating under an exemption or exclusion from CPO or CTA registration

November 15, 2013
I-13-35: NFA Announces Nominations Made by the 2013 Nominating Committee

October 24, 2013
I-13-33: Information regarding NFA's upcoming move to new office space in New York

October 01, 2013
I-13-29: U.S. Government Shutdown - CFTC DSIO Contacts

September 27, 2013
I-13-27: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2014 Regular Annual Meeting

September 16, 2013
I-13-25: New Recordkeeping Requirements under NFA Compliance Rule 2-10(a) and CFTC Regulation 1.35(a) and Guidance for Relying on Other Commission Registrants for Complying with the New Recordkeeping Requirements

September 16, 2013
I-13-24: New Quarterly Filing Requirements for CTAs under NFA Compliance Rule 2-46 to Commence with Quarter Ending September 30, 2013

April 24, 2013
I-13-12: Effective Date of Amendments to NFA Compliance Rule 2-46: CPO and CTA Quarterly Reporting Requirements

January 30, 2013
I-13-05: Effective Date of Amendments to NFA Financial Requirements Section 4 Regarding Use of Technology to Monitor FCM Segregation Requirements

January 23, 2013
I-13-03: Notice of Newly Elected Members to NFA's Board of Directors and 2013 Nominating Committee

January 22, 2013
I-13-02: Reminder: CFTC Regulation 4.27: CTA Reporting Requirements

January 15, 2013
I-13-01: Notice of Annual Meeting

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