FDM - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 26, 2013
I-13-45: Reporting Requirements for New Year's Day and Reminder for 2014 Holidays

December 18, 2013
I-13-41: Reporting Requirements for Christmas Day

December 10, 2013
I-13-39: Request for Public Director Nominations for NFA's Board of Directors

December 05, 2013
I-13-38: Guidance on the annual affirmation requirement for those entities that are currently operating under an exemption or exclusion from CPO or CTA registration

November 21, 2013
I-13-37: Reporting Requirements for Thanksgiving Day

November 15, 2013
I-13-35: NFA Announces Nominations Made by the 2013 Nominating Committee

November 04, 2013
I-13-34: Reporting Requirements for Veterans Day

October 24, 2013
I-13-33: Information regarding NFA's upcoming move to new office space in New York

October 23, 2013
I-13-32: Effective Date of Amendments to NFA Financial Requirements Sections 10 and 13 and NFA Compliance Rule 2-48: Increase in Fees for Late Financial and Regulatory Filings

October 11, 2013
I-13-31: Effective Date of New Business Continuity and Disaster Recovery Plan Reporting Requirements for FCMs and FDMs

October 09, 2013
I-13-30: Reporting Requirements for Columbus Day

September 27, 2013
I-13-27: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2014 Regular Annual Meeting

September 16, 2013
I-13-25: New Recordkeeping Requirements under NFA Compliance Rule 2-10(a) and CFTC Regulation 1.35(a) and Guidance for Relying on Other Commission Registrants for Complying with the New Recordkeeping Requirements

August 26, 2013
I-13-23: Reporting Requirements for Labor Day

June 27, 2013
I-13-18: Reporting Requirements for Independence Day

June 21, 2013
I-13-16: New Filing Requirements for FCMs that Act as a Counterparty to a Forex Transaction with an ECP

May 20, 2013
I-13-13: Reporting Requirements for Memorial Day

March 28, 2013
I-13-09: Reporting Requirements for Good Friday

January 30, 2013
I-13-05: Effective Date of Amendments to NFA Financial Requirements Section 4 Regarding Use of Technology to Monitor FCM Segregation Requirements

January 23, 2013
I-13-03: Notice of Newly Elected Members to NFA's Board of Directors and 2013 Nominating Committee

January 15, 2013
I-13-01: Notice of Annual Meeting

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