IB - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 30, 2014
I-14-38: NFA's Chairman and Executive Committee respond to recent allegations of improprieties regarding the 2014 public director nominations

December 12, 2014
I-14-36: Ballot Enclosed for Voting in NFA's Annual Election in the IB Category

December 3, 2014
I-14-34: Guidance on the annual affirmation requirement for those entities that are currently operating under an exemption or exclusion from CPO or CTA registration

December 1, 2014
I-14-33: Effective Date of Interpretive Notice to NFA Compliance Rules 2-4 and 2-36: Prohibition on the Use of Certain Electronic Funding Mechanisms

December 1, 2014
I-14-32: Request for Public Director Nominations for NFA's Board of Directors

November 19, 2014
I-14-31: FINRA announces increase in examination fees for 2015

November 19, 2014
I-14-30: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

November 4, 2014
I-14-29: NFA announces nominations made by the 2014 Nominating Committee

October 31, 2014
I-14-27: All IB financial reports required to be filed electronically including IB annual certified FOCUS reports

September 26, 2014
I-14-23: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2015 Regular Annual Meeting

September 17, 2014
I-14-21: Reminder — NFA assessment fee reduction will become effective on October 1, 2014

August 18, 2014
I-14-19: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies and an advisory on promoting a culture of BSA/AML compliance

July 7, 2014
I-14-18: NFA assessment fee reduction will become effective on October 1, 2014

May 28, 2014
I-14-12: NFA Board of Directors approves reduction in assessment fees

May 19, 2014
I-14-11: Late Disclosure Filing Fee

April 11, 2014
I-14-10: Information Regarding the "Heartbleed" Security Issue

April 2, 2014
I-14-09: FinCEN Issues an Advisory on the FATF-Identified Jurisdictions with AML/CFT Deficiencies

February 27, 2014
I-14-08: Proposed Amendments to NFA's Articles of Incorporation for Changes to the Structure of NFA's Board of Directors and Executive Committee

January 27, 2014
I-14-04: CFTC Requests NFA Members to Provide NFA with Certain Information on Suspicious Activity Report Filings Upon NFA's Request

January 14, 2014
I-14-02: Notice of Annual Meeting

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