SD - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 30, 2014
I-14-38: NFA's Chairman and Executive Committee respond to recent allegations of improprieties regarding the 2014 public director nominations

December 03, 2014
I-14-34: Guidance on the annual affirmation requirement for those entities that are currently operating under an exemption or exclusion from CPO or CTA registration

December 01, 2014
I-14-33: Effective Date of Interpretive Notice to NFA Compliance Rules 2-4 and 2-36: Prohibition on the Use of Certain Electronic Funding Mechanisms

December 01, 2014
I-14-32: Request for Public Director Nominations for NFA's Board of Directors

November 04, 2014
I-14-29: NFA announces nominations made by the 2014 Nominating Committee

September 30, 2014
I-14-24: Risk Exposure Report Filing Requirements for Swap Dealers and Major Swap Participants

September 26, 2014
I-14-23: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2015 Regular Annual Meeting

September 17, 2014
I-14-21: Reminder — NFA assessment fee reduction will become effective on October 1, 2014

August 22, 2014
I-14-20: New Risk Exposure Report filing requirement for swap dealers and major swap participants

July 07, 2014
I-14-18: NFA assessment fee reduction will become effective on October 1, 2014

July 01, 2014
I-14-17: Chief Compliance Officer Departure: Obligations of Swap Dealers and Major Swap Participants

May 28, 2014
I-14-12: NFA Board of Directors approves reduction in assessment fees

May 19, 2014
I-14-11: Late Disclosure Filing Fee

April 11, 2014
I-14-10: Information Regarding the "Heartbleed" Security Issue

February 27, 2014
I-14-08: Proposed Amendments to NFA's Articles of Incorporation for Changes to the Structure of NFA's Board of Directors and Executive Committee

January 27, 2014
I-14-04: CFTC Requests NFA Members to Provide NFA with Certain Information on Suspicious Activity Report Filings Upon NFA's Request

January 14, 2014
I-14-02: Notice of Annual Meeting

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