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FDM - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 17, 2015
I-15-31: Reporting requirements for Christmas and New Year's Day: Reminder for 2016 holidays

December 9, 2015
I-15-29: New Forex Reporting Requirements

December 7, 2015
I-15-28: Legal entity identifier now included in swap dealer/major swap participant registry

December 2, 2015
I-15-27: Request for Public Director Nominations for NFA's Board of Directors

December 1, 2015
I-15-26: Guidance on the annual affirmation requirement for entities currently operating under an exemption or exclusion from CPO or CTA registration

November 3, 2015
I-15-24: NFA announces nominations made by the 2015 Nominating Committee

October 23, 2015
I-15-23: NFA Adopts Interpretive Notice Regarding Information Systems Security Programs—Cybersecurity

September 23, 2015
I-15-22: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2016 Annual Meeting

September 1, 2015
I-15-21: Effective date of new Forex Dealer Member Requirements

August 7, 2015
I-15-20: Use of technology to monitor FDM forex customer liability requirements--NFA Financial Requirements Section 14 - Implementation of Phase 2

May 29, 2015
I-15-15: Proposed amendments to NFA's Articles of Incorporation relating to NFA's Governance

May 13, 2015
I-15-14: Regulatory reminder: Accurate and current business contact information and email address

April 8, 2015
I-15-13: Bylaw 1101 guidance for pools which investment management authority has been delegated pursuant to CFTC No-Action Letters 14-69 and/or 14-126 and related BASIC display changes

January 23, 2015
I-15-07: Immediate attention required - Financial Requirements Section 12 - Additional increases in required minimum security deposit for forex transactions

January 23, 2015
I-15-06: Notice of newly elected members to NFA's Board of Directors and 2015 Nominating Committee

January 21, 2015
I-15-04: Immediate attention required - Financial Requirements Section 12 - Increase in required minimum security deposit for forex transactions

January 20, 2015
I-15-03: Notice of Annual Meeting

January 15, 2015
I-15-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

January 5, 2015
I-15-01: Effective date of amendment to NFA Compliance Rule 2-4 to cover Member swap activities