IB - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

2024 | 2023 | 2022 | 2021 | 2020 | Show more years

 

December 7, 2015
I-15-28: Legal entity identifier now included in swap dealer/major swap participant registry

December 2, 2015
I-15-27: Request for Public Director Nominations for NFA's Board of Directors

November 3, 2015
I-15-24: NFA announces nominations made by the 2015 Nominating Committee

October 23, 2015
I-15-23: NFA Adopts Interpretive Notice Regarding Information Systems Security Programs—Cybersecurity

September 23, 2015
I-15-22: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2016 Annual Meeting

July 23, 2015
I-15-18: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

May 29, 2015
I-15-15: Proposed amendments to NFA's Articles of Incorporation relating to NFA's Governance

May 13, 2015
I-15-14: Regulatory reminder: Accurate and current business contact information and email address

April 8, 2015
I-15-13: Bylaw 1101 guidance for pools which investment management authority has been delegated pursuant to CFTC No-Action Letters 14-69 and/or 14-126 and related BASIC display changes

March 18, 2015
I-15-12: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

January 23, 2015
I-15-06: Notice of newly elected members to NFA's Board of Directors and 2015 Nominating Committee

January 20, 2015
I-15-03: Notice of Annual Meeting

January 15, 2015
I-15-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

January 5, 2015
I-15-01: Effective date of amendment to NFA Compliance Rule 2-4 to cover Member swap activities

Subscribe to NFA Email Communications