IB - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 29, 2016
I-16-32: Notice of Annual Meeting of NFA Members

December 1, 2016
I-16-29: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration

November 29, 2016
I-16-28: Request for Public Representative nominations for NFA's Board of Directors

November 16, 2016
I-16-26: NFA announces nominations made by the 2016 Nominating Committee

October 31, 2016
I-16-24: FinCEN issues an Advisory and Frequently Asked Questions to financial institutions on cyber-events and cyber-enabled crime

October 21, 2016
I-16-23: Access to NFA's website returns to normal

October 21, 2016
I-16-22: NFA's website affected by cyber attack on internet infrastructure provider that hosts a number of major websites

October 4, 2016
I-16-21: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2017 Regular Annual Meeting

September 14, 2016
I-16-19: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

August 24, 2016
I-16-18: Designation of an Executive Representative for electronic voting purposes

August 12, 2016
I-16-17: FinCEN issues final rules requiring identification and verification of the beneficial owners of legal entity customers and ongoing customer due diligence requirements

March 22, 2016
I-16-12: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

February 29, 2016
I-16-10: Self-Examination Questionnaire—Cybersecurity

February 11, 2016
I-16-08: Reminder: March 1 effective date of NFA Interpretive Notice regarding Information Systems Security Programs—Cybersecurity

January 28, 2016
I-16-06: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

January 20, 2016
I-16-05: Notice of newly elected members to NFA's Board of Directors

January 15, 2016
I-16-04: Notice of Annual Meeting

January 14, 2016
I-16-03: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

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