News & Notices | National Futures Association

SD Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 29, 2016
I-16-32: Notice of Annual Meeting of NFA Members

November 29, 2016
I-16-28: Request for Public Representative nominations for NFA's Board of Directors

November 16, 2016
I-16-26: NFA announces nominations made by the 2016 Nominating Committee

October 21, 2016
I-16-23: Access to NFA's website returns to normal

October 21, 2016
I-16-22: NFA's website affected by cyber attack on internet infrastructure provider that hosts a number of major websites

October 04, 2016
I-16-21: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2017 Regular Annual Meeting

August 24, 2016
I-16-18: Designation of an Executive Representative for electronic voting purposes

June 01, 2016
I-16-15: New SD/MSP Questionnaire due June 15

May 04, 2016
I-16-14: Submission process for risk-based initial margin models for uncleared swaps for certain SDs and MSPs

April 14, 2016
I-16-13: NFA approval process for risk-based initial margin models for uncleared swaps for certain SDs and MSPs

March 10, 2016
I-16-11: NFA to review and approve risk-based initial margin models for uncleared swaps for certain SDs and MSPs

February 29, 2016
I-16-10: Self-Examination Questionnaire—Cybersecurity

February 26, 2016
I-16-09: Reminder: CFTC authorizes NFA to receive notices of swap valuation disputes in excess of $20 million filed by swap dealers and major swap participants beginning March 1

February 11, 2016
I-16-08: Reminder: March 1 effective date of NFA Interpretive Notice regarding Information Systems Security Programs—Cybersecurity

February 02, 2016
I-16-07: CFTC authorizes NFA to receive notices of swap valuation disputes in excess of $20 million filed by swap dealers and major swap participants

January 20, 2016
I-16-05: Notice of newly elected members to NFA's Board of Directors

January 15, 2016
I-16-04: Notice of Annual Meeting

January 06, 2016
I-16-01: Revised SD and MSP 4s review process

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