CTA - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 3, 2018
I-18-25: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration

August 9, 2018
I-18-13: Effective date of Interpretive Notice establishing disclosure requirements for NFA Members engaging in virtual currency activities

April 5, 2018
I-18-08: Regulatory requirements reminder for CPO, CTA, FCM, FDM and IB Members

March 27, 2018
I-18-07: Reminder to update annual questionnaire regarding virtual currencies

January 9, 2018
I-18-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

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